Florida International University
School
of Social Work
Robert Stempel College of Public Health and Social Work
Ph.D. Program in Social Welfare

RESEARCH TOPICS IN MACRO PRACTICE INTERVENTION

SOW 7238, Spring 2024

Rich Beaulaurier, M.S.W., Ph.D.
Email: beau@fiu.edu
Office telephone and Voicemail (305) 348-5876

This course is designed to acquaint doctoral students with classical and contemporary theories relevant to macro practice in social work. Foci of the course will be on organizational and community practice and theory relevant to human service agencies, as well as to the clients and communities they serve. The primary purpose of the course is to prepare students to formulate problems, develop hypotheses and research questions, and ultimately to prepare and carry out research proposals on social work topics that are well grounded in the literature on macro practice. A secondary goal of the course is to assist students in developing a relatively broad understanding of current and historical issues in macro practice.

It is impossible to include every aspect of community and organizational practice and theory into a single course. This course, therefore, should be considered an introduction to the topic. Commensurate with the level of the course, however, considerable emphasis is placed on the use of the original sources which undergird and support most of texts on macro practice used in undergraduate and masters-level courses. Moreover, there will be more emphasis on understanding models of practice than is generally given at other levels of social work education. These models will serve as a foundation to guide students in developing interventive strategies and research designs that contribute to knowledge of community and organizational social work practice.

COURSE GOAL

By the end of the course students will have sufficient knowledge of macro practice theory to develop a macro practice research proposal in their area of interest.

COURSE OBJECTIVES

  1. Develop a working knowledge of the major historical approaches to community and organizational theory and practice and their principal theorists and authors.
  2. An understanding of the intricacies, problems and dynamics of organizations and communities including, but not limited to, power, politics, communication, leadership, authority, culture, life-span, control, empowerment, efficiency and effectiveness.
  3. An understanding of critical intervention research issues in selected areas of social work macro practice.
  4. Development of the ability to apply specific models of macro practice and analytical frameworks to actual community problems.
  5. The ability to develop research questions and hypotheses capable of measuring and testing the effectiveness, efficiency and other outcomes of macro social work interventions, especially as such outcomes relate to clients.
  6. Development of a body of relevant literature, drawing on classical and contemporary sources that is relevant and appropriate to student research interests.
  7. Enhancement of skills for conceptualizing the substantive intervention and methodology related areas necessary to develop a research proposal.
  8. Development of critical skills for assessing the importance and priority of research problems and agendas with regard to the development of knowledge in the social work field as well as the lives and problems of clients.
  9. The ability to identify relevant stakeholders who can assist or impede the development of macro intervention strategies as well as research agendas and proposals.
  10. Sharpening of skills for critiquing research proposals and macro intervention strategies for theoretical and methodological efficacy and adequacy.


Instructional Strategies and Methods

This course is designed as a seminar. The primary means of instruction will be lecture and group discussion, with an emphasis placed on the latter. The role of the instructor will be that of a guide and organizer for discussion of material in the readings for this course, as well as facilitator of group discussion. Since doctoral classes tend to be small, and student learning will be highly dependent on class participation and discussion, so the importance of attendance and adequate preparation before class cannot be overstated. Students should come to class ready to raise issues, pose questions and make comments that are not only valuable to themselves, but also to their colleagues in the class.

Any student who is unable to attend a class session due to illness or personal emergency should alert the instructor before class AND take responsibility for obtaining class notes and any handouts from a classmate. Students are responsible for all information given in class regarding assignments readings discussed in class, whether they are present for the class session or not. Moreover, class attendance and punctuality will be important not only to individual students but to their classmates as well. Therefore, students who must miss a significant portion of the class should expect low marks in class participation, regardless of the reason for their absences or tardiness.
 
Class Assignments and Grading
Students will be evaluated on the basis of two major course components:

  1. Engagement in and contributions to classroom discussion and learning: 10% of the final grade.
  2. A community practice or an organizational practice paper in the style of the "Intervention Area/Practice Model Paper": 90% of the final grade.

The major assignment is the “intervention area” paper which will follow the format outlined in the Ph.D. Handbook:

Intervention strategies, programs, and/or practice models and methods are employed by professionals in the field of social welfare — or by professionals in closely connected fields that influence or impact significantly on the activities and methods of social work professionals — in order to bring about change in individuals, families, groups, organizations, communities, institutions, and society.

Modes of social intervention for this assignment are restricted to: administration, advocacy, community organization, consciousness-raising, organizational development and change, coalition building and supervision.  Many social service organizations sponsor or deliver clinical interventions and other kinds of direct services. However, clinical interventions are not the focus of this class. Thus, suitable topics for this course do not include interventions that focus on interventions for individuals or treatment groups. For example, a student may not elect to develop the a paper on how CBT with anxious college students. However, a student might elect to develop a paper on issues or problems managers encounter when implementing a program on CBT with anxious college students. Students are expected to develop an understanding of the distinctions between macro and micro interventions and the practice models employed to deliver them.  Students are also expected to demonstrate advanced understanding of the research issues involved in the development, application, and evaluation of the intervention, program, or method, especially as applied to a particular group or population.

The intervention paper should include a clear description of the intervention and its basic principles, as well as a critical review of the empirical literature that has developed around efforts to determine the effectiveness of the intervention. Where theory and research in the intervention have been developed largely outside the field of social welfare or the profession of social work, the student should demonstrate an understanding of factors within the field or profession (e.g., values and norms, skills and training, ideological, political or economic constraints, nature of clientele) that may affect how the intervention can be employed or adapted. The relative advantages or disadvantages of the intervention with respect to other interventions or methods should also be discussed, as well as its limits or adverse effects. Finally, gaps in knowledge and future research directions should be outlined.

The instructor uses a “mastery learning” approach for this assignment. Students will complete an initial 1-2 page concept summary of their paper by at least week 3 and an initial draft of the final paper by at least week 7 of the course. Both papers will be turned in to the instructor for ungraded feedback. Students may turn in as many additional drafts of either paper as they like for additional feedback. Only the final paper will be graded. Ungraded feedback is intended to hone ideas and assist the student in the development of the final paper. However, students should understand that this is SELF guided. If you do not turn in drafts to the instructor, you will not get feedback!

Letter grades reflect the following qualitative expectations of the instructor:

A Outstanding
A- Excellent
B+ Very Good
B Good—Adequate graduate level performance
B- and Below Not adequate for doctoral work.

Readings:

 

A copy of all required readings will either be made available to students for photocopying or will be made available on the instructor’s website.

Students will also be expected to read beyond the assigned literature in the course in order to develop bibliographies that are relevant to organizational and community theories, particular population groups, intervention strategies and social problems, as dictated by their specific research interests. The last two weeks of the course are reserved for discussion of issues and literature that are especially relevant to students’ topics of interest and topics which emerge as central to the development of the bibliography and research proposal assignments.

The course outline is laid out in six modules. The order in which the class goes through the modules will be determined by the instructor and students based on the interests present in the class.

COURSE OUTLINE

Module 1: Laying the Groundwork for Community Practice

 

  1. Ross, M. G. (1958). Case Histories in Community Organization. New York: Harper and Brothers. Chapter 1: Conceptions of Community Organization

2.      Rothman, J. (2001). Approaches to community intervention. In J. Rothman, J. L. Erlich, & J. E. Tropman (Eds.), Strategies of community intervention (6th ed., pp. 27-64). Itasca, IL: F. E. Peacock.

3.      Alinsky, S. D. (1971) Rules for radicals. New York. Random House. (Of means and Ends, pp. 24-47.

  1. Taylor, S. H., & Roberts, R. W. (Eds.). (1985). Theory and Practice of Community Social Work. New York: Columbia University Press.
    Chapter 1: Taylor, S. H. and Roberts, R. W.: The Fluidity of Practice Theory

  2. Weil, M. (Ed.). (2005). Handbook of community practice. Thousand Oaks CA: Sage.

Ch. 4: Reed: Theorizing in Community Practice

Ch. 6 Weil & Gamble: Evolution of Models and the Changing context of Community Practice

 

  1. Warren, R. (1963 or any subsequent edition). The Community in America. Chicago, IL: Rand McNalley and Co.

Chapters 6, 8 and 9

 

  1. Chaskin, R. J., Brown, P., Venkatesh, S., & Vidal, A. (2001). Building community capacity. New York: Aldine de Gruyter.

Chapter 1

 

  1. Chaskin, R. J. (2001). Perspectives on neighborhood and community: A review of the literature. In J. E. Tropman, J. L. Erlich & J. Rothman (Eds.), Tactics and techniques of community intervention (4th. ed., pp. 34-55). Itasca, IL: F. E. Peacock.     

  2. Austin, D. (1991). Understanding the service delivery system. In R. L. Edwards & J. Yankey (Eds.), Skills for effective human services management (pp. 27-43). Washington, DC: NASW.

Module 2: Laying the groundwork for Organizational Practice

Organization Theory...the beginning

 

Classical Rational Technical

 

Weber, M. (1953). From Max Weber: Essays in sociology. New York: Oxford.

            Bureaucracy p. 196-244

 

Fayol, H. (2005). General principles of Management. In J. M. Shafritz, J. S. Ott & Y. S. Jang (Eds.), Classics of Organization Theory (6th ed., pp. 48-60). Belmont, CA: Thomson Wadsworth.

 

Taylor, F. W. (1980). The principles of scientific management. In D. Mankin, R. E. Ames, Jr. & M. A. Grodsky (Eds.), Classics of Industrial and Organizational Psychology (pp. 15-28). Oak Park, IL: Moore Publishing.

 

Blau, P. M. (1956). Bureaucracy in modern society. New York: Random House.

Chapters 5 & 6.

 

Thompson, J. (2005). Organizations in action. In J. M. Shafritz, J. S. Ott & Y. S. Jang (Eds.), Classics of Organization Theory (6th ed., pp. 491-504). Belmont, CA: Thomson Wadsworth.

 

Classical Human Relations

 

Addams, J. (2007). Problems of municipal administration. In J. M. Shafritz & A. C. Hyde (Eds.), Classics of Public Administration (pp. 30-36). Boston, MA: Thompson Wadsworth.

 

Follett, M. P. (2005). The giving of orders. In J. M. Shafritz, J. S. Ott & Y. S. Jang (Eds.), Classics of Organization Theory (6th ed., pp. 152-157). Belmont, CA: Thomson Wadsworth.

 

Roethlisberger, F. J. (1980). The Hawthorne Experiments. In D. Mankin, R. E. Ames, Jr. & M. A. Grodsky (Eds.), Classics of Industrial and Organizational Psychology (pp. 29-39). Oak Park, IL: Moore Publishing.

 

Maslow, A. H. (1982). A theory of human motivation. In B. R. Armandi, J. J. Barbera & H. W. Berkman (Eds.), Organizational Behavior (pp. 77-87). Dubuque, IA: Kendall-Hunt.

 

Likert, R. (1961). New Patterns of Management. New York: McGraw-Hill.

            Chapter 5, the Effect of Measurements on Management Practices.

 

McGregor, D. M. (1982). The human side of enterprise. In B. R. Armandi, J. J. Barbera & H. W. Berkman (Eds.), Organizational Behavior (pp. 132-136). Dubuque, IA: Kendall-Hunt.

 

Katz, D., & Kahn, R. L. (2005). Organizations and the systems concept. In J. M. Shafritz, J. S. Ott & Y. S. Jang (Eds.), Classics of Organization Theory (6th ed., pp. 480-490). Belmont, CA: Thomson Wadsworth.

 

Schein, E. (2005). Defining organizational culture. In J. M. Shafritz, J. S. Ott & Y. S. Jang (Eds.), Classics of Organization Theory (6th ed., pp. 360-367). Belmont, CA: Thomson Wadsworth.

Module 3: Organizational Politics, Power and Diversity

Shafritz, Ott and Jang (unless otherwise noted):

1.      Pfeffer: Understanding the Role of Power in Decision Making

2.      French and Raven: The Bases of Social Power

3.      Mintzberg: The Power Game and the Players

4.      Kanter: Power Failure in Management Circuits

5.      Hasenfeld, Y. (1992). Power in social work practice. In Human Services as Complex Organizations (pp. 259-275). Newbury Park, CA: Sage.

6.      Cox: Creating the Multicultural Organization

7.      Gummer, B. (1998). Current perspectives on diversity in the workforce: How diverse is diverse? Administration in Social Work, 22(1), 83-100.

8.      From Patti, R. J. (Ed.). (2000). The Handbook of Social Welfare Management. Thousand Oaks, CA: Sage.

1.      Iglehart: Managing diversity and empowerment in social services

Module 4: Organizational Practice Theory Frameworks

1.      Edwards, R. L., Yankey, J. A., & Altpeter, M. A. Managing effectively in an environment of competing values. In Edwards, R. L., Yankey, J. A., & Altpeter, M. A. (Eds.). (1998). Skills for effective management of nonprofit organizations. Washington, DC: National Association of Social Workers.

  1. Hasenfeld, Y. (1992). The Nature of Human Services Organizations. In Human Services as Complex Organizations (pp. 3-23). Newbury Park, CA: Sage.
  2. Hasenfeld, Y. (1992). Theoretical approaches to human services organizations. In Y. Hasenfeld (Ed.), Human Services as Complex Organizations (pp. 24-44). Newbury Park, CA: Sage.

4.      Au, C. F. (1994). The Status of Theory in Social Welfare Administration. Administration in Social Work, 9(3), 1-14.

5.      Tichy, N. M. (1983). Managing Strategic Change: Technical, Political and Cultural Dynamics . New York: John Wiley and Sons.
    Ch. 1 Technical-Political-Cultural Theory

Module 5: Organizing Practice Theory

  1. From Weil, M. (Ed.). (2005). Handbook of community practice. Thousand Oaks CA: Sage.

2.      Mingley & Livermore: Development Theory and Community Practice

3.      Gamble and Hoff: Sustainable Community Development

4.      Burghardt & Fabricant: Which Side are you On? Social Work, Community Organizing and the Labor Movement.

5.      Brilliant: From Community Planning to Changing Communities

6.      Cstelloe & Gamble: Paticipatory Methods in Community Practice

7.      Reisch: Radical Community Organizing

8.      Roberts-DeGennaro & Mizrahi: Coalitions as Social Change Agents

  1. Beaulaurier, R. L., & Taylor, S. H. (1999). Self determination and consumer control: Guiding principles in the empowerment model as utilized by the disability rights movement. In W. Shera & L. Wells (Eds.), Empowerment practice: Developing richer conceptual foundations (pp. 159-177). Toronto: Canadian Scholars Press.

Module 6

From Patti, R. J. (Ed.). (2000). The Handbook of Social Welfare Management. Thousand Oaks, CA: Sage.

1.      Patti: The Landscape of Social Work Management

2.      Austin: Social Work and Social Welfare Administration

3.      Hasenfeld: Social Welfare Administration and Organizational Theory

4.      Gibelman: Structural and Fiscal Characteristics of Social Service Agencies

5.      Schmid: Agency-Environmental relations: understanding the task environment

6.      Gillespie: Organizational Structure and performance

7.      Vinokur-Kaplan & Bogin: Motivating Work Performance in Social Services

8.      Menefee: What managers do and why they do it.

9.      Portner: Managing for Service Outcomes

10.  Alter: Interorganizational Collaboration in the Task Environment

11.  McCallion: Manager as resource developer

12.  Ezell: Financial Management

13.  Perlmutter: Initiating and implementing change

14.  Chapters from Part IV depending on student interest:

1.      Friesen: Mental Health

2.      Weil: Families and Children

3.      Weissman and Rosenberg: Health care

4.      Wilber: Aging

  1. Nelson, E. K., & Lovell, C. (1969). Developing Correctional Administrators. Washington, DC: Joint Commission on Correctional Manpower and Training.

 

Additional Sources:

 

Quinn, R. E. (1988). Beyond Rational Management. San Francisco, CA: Jossey-Bass.
    Chapters 3-7

Hasenfeld, Y. (1992). Human Services as Complex Organizations. Newbury Park, CA: Sage.
    Ch. 1 Nature of Human Services Organizations
    Ch. 2 Theoretical Approaches…

Patti, R. J. (1985). In Search of a Purpose for Social Welfare Administration. Administration in Social Work, 9(3), 1-14.

Rapp, C. A., & Poertner, J. (1992). Social Administration: A Client-Centered Approach. New York: Longman.
    Ch. 1 Client Centered Management
    Ch. 7 …The Inverted Hierarchy

Taylor, S. H., & Roberts, R. W. (Eds.). (1985). Theory and Practice of Community Social Work. New York: Columbia University Press.
    Ch 3: Lappin, B.: Community Development
    Ch 4: Kurzman, P. A.: Program Development and Service Coordination
    Ch 5: Rothman, J. & Zald, M. N.: Planning Theory in…Community Practice
    Ch 6: Grosser & Mondros: Pluralism and Participation
    Ch 7: Taylor, S. H.: …The Community Liaison Approach

Alinski, S. D. (1974). Of means and ends. In F. M. E. Cox, John L.; Rothman, Jack; Tropman, John E. (Ed.), Strategies of community organization (2nd ed., ). Itasca, IL: F. E. Peacock.

Weil, M. (1995). Women, community and organizing. In J. E. Tropman, J. L. Erlich, & J. Rothman (Eds.), Tactics and techniques of community intervention (3rd ed., pp. 118-133). Itasca, IL: F. E. Peacock.

Weil, M. (1996). Model development in community practice: An historical perspective. Journal of Community Pracitce, 3(3/4), 5-68.

Hyde, C. (1996). A feminist response to Rothman's "Interweaving of community intervention approaches". Journal of Community Practice, 3(3-4), 127-146.

Tropman, J. E., Erlich, J. L., & Rothman, J. (Eds.). (2001). Tactics and techniques of community intervention (4th ed.). Itasca, IL: F. E. Peacock.

Rothman, J., Erlich, J. L., & Tropman, J. E. (Eds.). (2001). Strategies of community intervention (6th ed.). Itasca, IL: F. E. Peacock.

Rothman, J. (Ed.). (1999). Reflections on community organizing (5th ed.). Itasca, IL: F. E. Peacock.

Patti, R. J. (Ed.). (2000). The Handbook of Social Welfare Management. Thousand Oaks, CA: Sage.

Edwards, R. L., Yankey, J. A., & Altpeter, M. A. (Eds.). (1998). Skills for effective management of nonprofit organizations. Washington, DC: National Association of Social Workers.

Hasenfeld, Y. (1992). Human Services as Complex Organizations. Newbury Park, CA: Sage.

Austin, M. J., & Lowe, J. I. (Eds.). (1994). Controversial issues in communities and organizations. Boston: Allyn and Bacon.

Selections from:  
* Journal of Community Practice
* Journal of Administration in Social Work
* Voluntary Sector Quarterly
* Public Administration Review
* Other related journals